Frequently Asked Questions

• What are the distinct benefits of working with a financial advisor?

  Your financial advisor provides strategic thinking and practical perspectives to empower you to realize your goals. You’ll gain access to all the products and services you’d expect from a full-service wealth management team, along with powerful technology, and personal service. Your financial advisor will share comprehensive and ongoing counsel on all aspects of your financial life, so you can be confident you’re in good hands.

• Why should I choose to work with an advisor rather than doing the work myself?

  Whether they’re just getting started or they’ve been planning for years, we believe our clients appreciate our knowledge and counsel to guide them on their financial journey.

  We partner with you in creating a financial vision and working toward achieving your goals, so you always have the support you need. There are many questions to answer and strategies to consider, and we’re here to help hold you accountable to your vision, keep you on track in your planning, measure your progress, and make adjustments as needed. With a financial advisor, you can enjoy financial clarity in knowing a trusted partner is there to see your vision through to reality.

• What is your investment philosophy/approach?

  We remain steadfast in our commitment to a client-first philosophy, which means we develop customized plans designed to pursue your objectives. We’re here to help you realize your financial vision, and we accomplish that by building a trusted partnership with you that we hope and expect will last for many years.

  We tailor our regular meetings to your needs and schedule, and we’re always available any time you have questions, concerns, or just want to connect. We can meet in person, via phone, or web conference...whatever works best for you.

• What type of client is a good fit for your firm?

  We’ll be a good fit for each other if you’re aligned with our commitment to building a meaningful, long-term partnership. Whether we’re celebrating a major milestone with you and your family, providing a steady hand during uncertain times, or simply taking the time for thoughtful conversations, we know that relationships matter, and we’re invested in your success.

• Why should I work with you?

  We can guide you through every aspect of your financial life and help you get the big decisions right. And you can trust that we’ll put our knowledge to work for your best interests.

  We would be honored to work with you. Contact us so we can explore how working together can help you reach your financial goals.

• What can I expect as we get started?

  It all starts with getting to know you. We’ll talk about your goals, concerns, expectations, and how we’ll work together—setting the stage for a successful partnership. Then, we’ll gather data, diving into the full scope of your financial world. Next, we’ll create and share a detailed financial plan tailored to your needs. We’ll then work together to make decisions and implement your unique plan. Of course, ongoing monitoring of your portfolio is key, so we’ll constantly review it to help ensure your assets remain adequately diversified and aligned with your financial goals.

  The first step in the process is an initial consultation, so contact us and let’s get started on the journey to realizing your financial vision.

David A. Roggenkamp, ChFC®
700 Larkspur Landing Circle
Suite 199
Larkspur, CA 94939

Phone: (415) 785-4540

Fax: (415) 785-3721